-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vvh2CCPnSSoRgvSClePpGki1u98bf3hn2/4L42Ua3jgZVXsGc1yyP23zfU5TDJYf r06/TU+Rv8Lw9X2gpbMZ8w== 0001009448-99-000011.txt : 19990215 0001009448-99-000011.hdr.sgml : 19990215 ACCESSION NUMBER: 0001009448-99-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-03251 FILM NUMBER: 99533407 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RECCA MICHAEL E CENTRAL INDEX KEY: 0000923781 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2125099599 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)* Harvey Electronics, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock - ------------------------------------------------------------------------------ (Title of Class of Securities) 417660 10 7 - ------------------------------------------------------------------------------ (CUSIP Number) February 14, 1999 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the following box if a fee is being paid with this statement:(A fee is not required only if the filing person : (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- --------------------------------- CUSIP No. 41760 10 7 Page 2 of 5 Pages - -------------------- --------------------------------- - ----------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael E. Recca ###-##-#### - ----------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ----------- ----------------------------------------------------------------- 3 SEC USE ONLY - ----------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- ----------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,758,333 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------- 6 SHARED VOTING POWER -0- --------- ------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,758,333 --------- ------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ----------------------- --------- -------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,758,333 - ----------- ------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------- ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - ----------- ------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- ------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G Item 1(a). Name of Issuer: Harvey Electronics, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 205 Chubb Avenue Lyndhurst, NJ 07071 Item 2(a). Name of Person Filing: Michael E. Recca Item 2(b). Address of Principal Business Office or, if None, Residence: 475 Park Avenue South - 7th Floor New York, NY 10016-6901 Item 2(c). Citizenship: USA Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 417660 10 7 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable Item 4. Ownership. As of December 31, 1998 (a) Amount beneficially owned:1,758,333 (b) Percent of class:53.6% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 1,758,333* (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or direct the disposition of: 1,758,333* (iv) Shared power to dispose or direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. Filer's ownership of Common Stock exceeds 5% Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable *1,750,000 shares of Common Stock owned of record by Harvey Acquisition Company, LLC, of which Mr. Recca is a member and one of two managers. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 1999 /s/Michael E. Recca --------------------------------- Michael E. Recca -----END PRIVACY-ENHANCED MESSAGE-----